Lisa J. Clark

CHAMPION FINANCIAL

Velpen, IN

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CRD#: 4796636

Professional summary

Lisa Julia Clark, who also goes by Lisa Julia Culter, Lisa J Mcdonald, Lisa Julia Mcdonald, Lisa J Waller, Lisa Julia Waller, is a registered financial advisor currently at CHAMPION FINANCIAL INC. located in Velpen, Indiana.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lisa has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Julia Culter | Lisa J Mcdonald | Lisa Julia Mcdonald | Lisa J Waller | Lisa Julia Waller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KIWANIS; NON-INVESTMENT RELATED; LT. GOVERNOR & SECRETARY; START DATE: 10/2018; TIME SPENT: APPROX 6+ HRS/MTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Julia Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2012 - Present

CHAMPION FINANCIAL INC.

RIA

CRD#: 159867

Velpen, IN

Past

January 19, 2007 - December 1, 2011

EDWARD JONES

RIA

CRD#: 250

PETERSBURG, IN

Past

July 7, 2004 - December 1, 2011

EDWARD JONES

CRD#: 250

PETERSBURG, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/16/2015)

IAR

Indiana
(1/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/2004

General Securities Representative Examination

Current Firm

CHAMPION FINANCIAL INC.

CRD#: 159867 / SEC#:

Illinois

Registered Investment Advisory firm - (6/16/2015 Approved)

Indiana

Registered Investment Advisory firm - (1/3/2012 Approved)

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Contact information

Main Address

Velpen, IN

Mailing Address

Phone number

(812) 259-1853

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa J. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Julia Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAMPION FINANCIAL INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2006

Series 63

Date: 7/9/2004

Series 7

Date: 7/6/2004

Current Firm

CHAMPION FINANCIAL INC.

Contact information

Documents

Red Flags

Company Information

CHAMPION FINANCIAL INC.

TRUST BUT VERIFY

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