Timothy J. Cassidy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Cassidy, who also goes by Timothy Cassidy, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2009. Timothy had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2014 - April 20, 2016
AMUNDI DISTRIBUTORS USA, LLC
June 28, 2013 - August 14, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 3, 2012 - June 28, 2013
VIRTU AMERICAS LLC
September 17, 2009 - December 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AMUNDI DISTRIBUTORS USA, LLC
CRD#: 152399 / SEC#: , 8-68450
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
