Michael J. Nozzarella

TARBOX FAMILY OFFICE

NEWPORT BEACH, CA 92660

Some features on this profile are disabled

CRD#: 4795933

Professional summary

Michael J Nozzarella, CFP® is a registered financial advisor currently at TARBOX FAMILY OFFICE, INC. located in Newport Beach, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Nozzarella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

April 29, 2004 - Present

TARBOX FAMILY OFFICE, INC.

Office #1: 500 Newport Center Drive Suite 700, Newport Beach, CA 92660

RIA

CRD#: 106079

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TARBOX FAMILY OFFICE, INC.

TARBOX EQUITY INC | THE TARBOX GROUP, INC. | TARBOX FAMILY OFFICE, INC.

CRD#: 106079 / SEC#: 801-27225

RIA

Registered Investment Advisory firm - (6/16/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/29/2004)

IAR

Texas
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/1999

Uniform Investment Adviser Law Examination

Current Firm

TARBOX FAMILY OFFICE, INC.

TARBOX EQUITY INC | THE TARBOX GROUP, INC. | TARBOX FAMILY OFFICE, INC.

CRD#: 106079 / SEC#: 801-27225

RIA

Registered Investment Advisory firm - (6/16/1986 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 Newport Center Drive Ste 500, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 721-2330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/29/2025)

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 967,175,642

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
07/29/2024	Cover Page	Report
02/21/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Nozzarella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Nozzarella's CRS (Customer Relationship Summary).

Certified licenses

Experience

TARBOX FAMILY OFFICE, INC.

Primary Firm SEC Registration

TARBOX FAMILY OFFICE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/1999

Current Firm

TARBOX FAMILY OFFICE, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TARBOX FAMILY OFFICE, INC.

TRUST BUT VERIFY

Similar Advisors