Patrick G. Rehm

CETERA INVESTMENT ADVISERS LLC

MOBILE, AL 36695

Some features on this profile are disabled

CRD#: 4795884

Professional summary

Patrick George Rehm, who also goes by Pat George Rehm, Pat Rehm, Patrick George Rehm Mr, Patrick Rehm, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mobile, Alabama and CETERA INVESTMENT SERVICES LLC located in Mobile, Alabama.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Patrick has worked at 11 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat George Rehm | Pat Rehm | Patrick George Rehm Mr | Patrick Rehm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick George Rehm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2014 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 891 Hillcrest Road, Mobile, AL 36695

RIA

CRD#: 105644

MOBILE, AL

Current

January 11, 2013 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 11 North Water Street, Mobile, AL 36602Office #2: 891 Hillcrest Road, Mobile, AL 36695

CRD#: 15340

Mobile, AL

Past

January 11, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ST CLOUD, MN

Past

June 18, 2012 - January 3, 2013

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

MOBILE, AL

Past

June 18, 2012 - January 3, 2013

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

MOBILE, AL

Past

October 18, 2011 - June 11, 2012

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

DAPHNE, AL

Past

October 18, 2011 - June 11, 2012

OSAIC INSTITUTIONS, INC.

CRD#: 35371

DAPHNE, AL

Past

September 22, 2009 - November 16, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

DAPHNE, AL

Past

September 22, 2009 - November 16, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

DAPHNE, AL

Past

June 29, 2009 - September 16, 2009

COLONIAL ASSET MANAGEMENT INC

RIA

CRD#: 108950

DESTIN, FL

Past

June 29, 2009 - September 14, 2009

COLONIAL BROKERAGE, INC.

CRD#: 111668

DESTIN, FL

Past

March 6, 2006 - April 9, 2009

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA

CRD#: 17086

MOBILE, AL

Past

March 6, 2006 - April 9, 2009

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

MOBILE, AL

Past

August 4, 2005 - February 24, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

MOBILE, AL

Past

May 20, 2005 - February 24, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 20, 2005 - February 24, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 15, 2004 - May 16, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MOBILE, AL

Past

June 4, 2004 - May 16, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/11/2013)

IAR

Alabama
(1/21/2014)

Florida
(8/6/2014)

Georgia
(9/21/2020)

Louisiana
(5/23/2023)

Mississippi
(12/12/2013)

Montana
(10/14/2022)

New York
(3/13/2013)

North Carolina
(1/23/2018)

Tennessee
(6/3/2024)

Texas
(10/30/2017)

IAR

Texas
(1/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/3/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Franklin Little

NYLIFE SECURITIES LLC

MOBILE, AL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick G. Rehm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick George Rehm's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2004

SIE

Date: 10/1/2018

Series 31

Date: 9/3/2004

Series 7

Date: 6/3/2004

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors