KM
Kuruvila M. Mani
CETERA INVESTMENT ADVISERS LLC
AUSTIN, TX 78731
Some features on this profile are disabled
CRD#: 4795355
KM
Professional summary
Kuruvila Modale Mani, CFP®, ChFC®, who also goes by Kuruvila Mani, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Austin, Texas and CETERA WEALTH SERVICES, LLC located in Austin, Texas.
Kuruvila is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kuruvila has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kuruvila Mani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:Mani Financial Services; Yes; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; DBA; owner; 4/1/2006; 240; 240; DBA for insurance and securities|NAME OF ENTITY:Basse Orchard & Ranch LLC; No; 545 WEST LN; FREDERICKSBURG; TX; 78624; Orchard & Ranch; General Manager; 2/4/2005; 60; 60; responsible for overall operation.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/15/2005; 8; 8; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Boy Scouts of America; No; 4508 SHOAL CREEK BLVD; AUSTIN; TX; 78756; non profit; troop committee chair; 10/1/2008; 20; 20; recruit, train, plan, manage budget|NAME OF ENTITY:Capitol Area Council - Boy Scouts of America; No; 12500 North IH 35; Austin; TX; 78753; Non-Profit Organization; Council Commissioner; 1/1/2021; 20; 6; Supervise the activities of the commissioner staff and preside at regular meetings of district commissioners. Maintain the standards of the Boy Scouts of America, uphold national policies, promote good uniforming, and lead efforts to hold regular roundtable programs in the district. Maintain a good working relationship with their respective district executives. Maintain procedures to assure maximum on-time unit charter. The Council Commissioner serves as a local council representative to the National Council of the Boy Scouts of America during the term of office.�?|
CRS (Client Relationship Summary) - RIA
Click below to view Kuruvila Modale Mani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7200 N Mopac Expy Suite 170, Austin, TX 78731RIA
CRD#: 105644
AUSTIN, TX
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4508 Shoal Creek Blvd, Austin, TX 78756BD
CRD#: 13572
Austin, TX
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 11, 2005 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
AUSTIN, TX
Past
April 4, 2005 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
AUSTIN, TX
Past
June 25, 2004 - April 1, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
June 11, 2004 - April 1, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Kansas(6/9/2021)
RR
Louisiana(6/9/2021)
RR
Maine(8/11/2021)
RR
Michigan(6/9/2021)
RR
New Hampshire(10/17/2023)
RR
New York(1/26/2022)
RR
Oregon(7/27/2023)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Virginia(6/9/2021)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
