Clark R. Forward

FORWARD FINANCIAL LLC

HOUSTON, TX 77079

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CRD#: 4794565

Professional summary

Clark R Forward, who also goes by Clark Richard Forward, Clark Forward, is a registered financial advisor currently at FORWARD FINANCIAL LLC located in Houston, Texas.

Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Clark has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clark Richard Forward | Clark Forward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Clark Forward, Sole Proprietor; Chicago, IL; Investment Related; Insurance Agent; Fixed Insurance Sales; Started 08/2021; Approximately 20 hours per month spent; Approximately 20 hours per month spent during trading hours. 2. Clark Forward, Sole Proprietor; Ann Arbor, MI; Not Investment Related; Landlord; Rental Property; Started 11/2010; Approximately 1 hour per month spent; Approximately 0 hours per month spent during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark R Forward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2021 - Present

FORWARD FINANCIAL LLC

Office #1: 210 Electra Drive, Houston, TX 77079

RIA

CRD#: 316517

HOUSTON, TX

Past

January 15, 2008 - November 8, 2021

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CHICAGO, IL

Past

January 24, 2005 - November 8, 2021

PARK AVENUE SECURITIES LLC

CRD#: 46173

CHICAGO, IL

Past

May 25, 2004 - January 21, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/9/2021)

IAR

Illinois
(10/29/2021)

IAR

Michigan
(11/2/2021)

IAR

Ohio
(10/22/2021)

IAR

Texas
(11/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/24/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FORWARD FINANCIAL LLC

CLARK FORWARD, SOLE PROPRIETOR | FORWARD, CLARK, RICHARD, SOLE PROPRIETOR | FORWARD FINANCIAL LLC | FORWARD FINANCIAL

CRD#: 316517 / SEC#:

California

Registered Investment Advisory firm - (11/9/2021 Approved)

Illinois

Registered Investment Advisory firm - (10/22/2021 Approved)

Michigan

Registered Investment Advisory firm - (11/2/2021 Approved)

Ohio

Registered Investment Advisory firm - (10/22/2021 Approved)

Texas

Registered Investment Advisory firm - (11/5/2021 Approved)

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Contact information

Main Address

210 Electra Drive, Houston, TX 77079

Mailing Address

Phone number

(713) 561-5516

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 71,598,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clark R. Forward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark R Forward's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORWARD FINANCIAL LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2009

Series 63

Date: 7/2/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2009

Series 6

Date: 5/24/2004

Current Firm

FORWARD FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORWARD FINANCIAL LLC

TRUST BUT VERIFY

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