Mark E. Marek
Professional summary
Mark E Marek was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial advisor and started their career in finance in 2004. Prior to being barred, Mark had worked at 4 firms, which includes ALAMO ASSET ADVISORS, WFG INVESTMENTS INC., RIVERSTONE WEALTH MANAGEMENT INC., MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2009 - December 14, 2010
ALAMO ASSET ADVISORS
July 6, 2009 - September 7, 2010
WFG INVESTMENTS, INC.
May 22, 2006 - July 28, 2009
RIVERSTONE WEALTH MANAGEMENT, INC.
May 22, 2006 - July 28, 2009
RIVERSTONE WEALTH MANAGEMENT, INC.
August 5, 2004 - June 5, 2006
MORGAN STANLEY DW INC.
June 25, 2004 - June 5, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALAMO ASSET ADVISORS
CRD#: 140166 / SEC#: 801-70582
Contact information
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