Newell J. Cotton
Professional summary
Newell Jesse Cotton, who also goes by Newell Jesse Cotton, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Newell is registered as a RR (Registered Representative) and started their career in finance in 2005. Newell has worked at 3 firms and has passed the Series 63, SIE, Series 82TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Newell Jesse Cotton's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 30, 2019 - July 23, 2024
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
February 2, 2005 - November 16, 2006
FIVE MILE CAPITAL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2025)
(2/26/2025)
Exams
Series 82TO
Date: 4/9/2019
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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