Khanh Thuy Truong Nguyen

MARINER

Portland, OR · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

MARINER

Portland, OR · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

MARINER

Portland, OR · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

Years of Experience

20 years registered in the securities industry

Current & Past Employments

Current

U.S. BANCORP ADVISORS, LLCCurrent·CRD# 14455

RIA

BD

17650 Ne Sandy Blvd, Gresham, OR 97230

February 13, 2026 - Present

U.S. BANCORP ADVISORS, LLCCurrent·CRD# 14455

RIA

BD

17650 Ne Sandy Blvd, Gresham, OR 97230

February 13, 2026 - Present

Past

U.S. BANCORP INVESTMENTS, INC.Past·CRD# 17868

RIA

Gresham, OR

December 12, 2025 - February 13, 2026

U.S. BANCORP INVESTMENTS, INC.Past·CRD# 17868

BD

Gresham, OR

November 12, 2025 - February 13, 2026

WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616

RIA

Portland, OR

April 27, 2010 - August 10, 2021

WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616

BD

Portland, OR

April 23, 2010 - August 10, 2021

WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582

RIA

Newark, CA

March 23, 2006 - April 26, 2010

WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582

BD

Newark, CA

March 13, 2006 - April 26, 2010

Similar Advisors

MARINER

Portland, OR · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

UB

U.S. BANCORP ADVISORS, LLC

CRD#: 14455 / SEC#: 801-70084, 8-30706

RIA

Registered Investment Advisory firm - SEC (8/14/2009 Approved)

California

Registered Investment Advisory firm - SEC (8/28/2009 Terminated)

Washington

Registered Investment Advisory firm - SEC (8/24/2009 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

60 Livingston Ave Ep-mn-n2wc, Saint Paul, MN 55107

Mailing Address

60 Livingston Ave Ep-mn-n2wc, St. Paul, MN 55107

Phone Number

(800) 634-1100

Established

Delaware since 06/28/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

379

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Part 2 Brochures

USBA WRAP BROCHURE - PART 2A APPENDIX 1 (7/31/2026)

PART 2A OF FORM ADV - FINANCIAL PLANNING SERVICES (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
U.S. BANCORP	SOLE MEMBER	—
ARIAS, CARLOS ALONSO	MANAGER	3174333
BEJASA, EILEEN	MANAGER	7002808
CLARK, SHANNON KEITH	CHIEF FINANCIAL OFFICER AND MANAGER	5829700
FERGUSON, KIMBERLY NICOLE	PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER	4120145
FLOUM, JOEL IRA	MANAGER	2405754
MCCARTHY, MATTHEW RYAN	CHIEF LEGAL OFFICER	6818984
MENACHER, EILEEN RENEE	MANAGER	4929896
SALSTROM, KYLE NORMAN	CHIEF COMPLIANCE OFFICER AND MANAGER	5025315
STEINER, STEPHEN WARD	CHIEF OPERATIONS OFFICER AND MANAGER	2259345
TRIPLETT, SHANE T	MANAGER	1865319

Regulatory Assets Under Management

Total Number of Accounts

3,992

AUM (Assets Under Management)

$1,796,069,079

Disclosures

Regulatory Event

4

Arbitration

1

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/19/2025	Cover Page	Report
08/20/2024	Cover Page	Report
11/28/2023	Cover Page	Report
11/21/2023	Cover Page	Report

Similar Advisors

MARINER

Portland, OR · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

MARINER

Portland, OR · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA · CRD#