Matthew R. Compton
Professional summary
Matthew Ryan Compton, AIF®, who also goes by Matthew Compton, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in New York City, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Matthew has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ryan Compton's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2024 - Present
ALERA INVESTMENT ADVISORS, LLC
Office #1: 100 Broadway, New York City, NY 10005March 2, 2020 - September 30, 2024
AURORA PRIVATE WEALTH, INC.
October 14, 2019 - September 30, 2024
APW CAPITAL, INC.
April 22, 2008 - September 23, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
April 7, 2008 - October 22, 2019
PRINCIPAL SECURITIES, INC.
April 1, 2005 - March 13, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
July 1, 2004 - March 9, 2005
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ALERA INVESTMENT ADVISORS, LLC
CRD#: 287906 / SEC#: 801-111892
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/16/2024)
Exams
Current Firm
ALERA INVESTMENT ADVISORS, LLC
CRD#: 287906 / SEC#: 801-111892
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,097 |
| AUM (Assets Under Management) | $ 3,572,112,624 |
Red Flags
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