Robert P. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Patrick Webb, who also goes by Pat Webb, Patrick Webb, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2013 - September 30, 2022
KALOS MANAGEMENT
June 13, 2013 - September 30, 2022
KALOS CAPITAL, INC.
January 25, 2010 - May 15, 2013
GENEOS WEALTH MANAGEMENT, INC.
January 25, 2010 - May 15, 2013
GENEOS WEALTH MANAGEMENT, INC.
May 2, 2006 - January 28, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 6, 2005 - January 28, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 3, 2004 - March 7, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
