Charles R. Farnsley

FARNSLEY ADVISORS

Louisville, KY 40207

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CRD#: 4792324

Professional summary

Charles Robert Farnsley, CFP®, who also goes by Charlie Farnsley, is a registered financial advisor currently at FARNSLEY ADVISORS located in Louisville, Kentucky.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Charles has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Farnsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Levinson and Associates: 5551 N. University Dr., #201, Coral Springs, FL 33067. 09/2017. I am a contractor for this life insurance company. I will devote 1- hours per month to this business. I am compensated by commissions. Anubu, LLC: 12100 Covered Bridge Rd Prospect, KY 40059. 1/2009. I am a member of this real estate business. I devote less than one hour per month to this activity. I am compensated by a percentage of profits. Merriwether Partners: 4360 Brownsboro Rd, Suite 104, Louisville, KY 40207. I am a partner in this company, which owns residential real estate in Louisville. I devote very few hours to this activity a year and am not compensated. Charles Robert Farnsley is the owner of Longfield Holdings, LLC, a residential real estate company that is managed by a professional property management company. No time is spent on this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Farnsley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 17, 2017 - Present

FARNSLEY ADVISORS

Office #1: 4360 Brownsboro Rd Suite 104, Louisville, KY 40207

RIA

CRD#: 288491

Louisville, KY

Past

June 28, 2016 - August 15, 2019

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

Louisville, KY

Past

June 2, 2016 - June 9, 2016

L.M. KOHN & COMPANY

RIA

CRD#: 27913

LOUISVILLE, KY

Past

June 2, 2016 - June 9, 2016

L.M. KOHN & COMPANY

CRD#: 27913

LOUISVILLE, KY

Past

February 24, 2010 - June 3, 2016

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

LOUISVILLE, KY

Past

January 9, 2008 - August 31, 2017

COMMONWEALTH FINANCIAL ADVISORS, LLC

RIA

CRD#: 146396

LOUISVILLE, KY

Past

November 7, 2007 - April 9, 2009

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

LOUISVILLE, KY

Past

July 14, 2004 - November 8, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/5/2021)

IAR

Kentucky
(8/17/2017)

IAR

Louisiana
(5/1/2023)

IAR

Ohio
(3/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/12/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2004

General Securities Representative Examination

Current Firm

FARNSLEY ADVISORS

BAHE FARNSLEY ADVISORS | FARNSLEY ADVISORS | C. FARNSLEY, LLC | BAHE FARNSLEY, LLC

CRD#: 288491 / SEC#:

Indiana

Registered Investment Advisory firm - (10/5/2021 Approved)

Kentucky

Registered Investment Advisory firm - (8/17/2017 Approved)

Louisiana

Registered Investment Advisory firm - (5/1/2023 Approved)

Ohio

Registered Investment Advisory firm - (3/6/2021 Approved)

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Contact information

Main Address

4360 Brownsboro Rd Suite 104, Louisville, KY 40207

Mailing Address

Phone number

(502) 627-0918

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 80,252,698

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles R. Farnsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Farnsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHEAST INVESTMENTS, N.C., INC.

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

SOUTHEAST INVESTMENTS, N.C., INC.

COMMONWEALTH FINANCIAL ADVISORS, LLC

LASALLE ST SECURITIES, L.L.C.

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2007

Series 63

Date: 8/12/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2004

Current Firm

FARNSLEY ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FARNSLEY ADVISORS

TRUST BUT VERIFY

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