Douglas C. Michie

VENTURA COAST WEALTH MANAGEMENT

VENTURA, CA 93001-0001

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CRD#: 4792088

Professional summary

Douglas Charles Michie, CFP®, who also goes by Douglas Michie, is a registered financial advisor currently at VENTURA COAST WEALTH MANAGEMENT located in Ventura, California.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Douglas has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas Michie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MICHIE LAW FIRM; NON-INVESTMENT RELATED; 1056 E. META ST. #103 VENTURA, CA 93001; LEGAL ADVICE & SERVICES; STARTED 03/1988; 80 HOURS PER MONTH; 20 HOURS PER MONTH DURING TRADING HOURS; I AM A LAWYER AND PROVIDE THE LEGAL ADVICE AND SERVICES. 2. Ventura Commercial Realty. NON-INVESTMENT RELATED; 1056 E. META ST. #103 VENTURA, CA 93001; Real Estate Brokerage ADVICE & SERVICES on a fee only basis; STARTED 03/1988; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; I AM A Real Estate Broker AND PROVIDE THE Real Estate ADVICE AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Charles Michie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

July 26, 2010 - Present

VENTURA COAST WEALTH MANAGEMENT

Office #1: 1056 E. Meta Street #103, Ventura, CA 93001-0001

RIA

CRD#: 154280

VENTURA, CA

Past

February 19, 2010 - June 15, 2010

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

VENTURA, CA

Past

February 19, 2010 - June 15, 2010

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

VENTURA, CA

Past

October 2, 2006 - February 23, 2010

EDWARD JONES

RIA

CRD#: 250

VENTURA, CA

Past

October 2, 2006 - February 23, 2010

EDWARD JONES

CRD#: 250

VENTURA, CA

Past

January 9, 2006 - October 3, 2006

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

VENTURA, CA

Past

September 27, 2005 - January 4, 2006

WELTON STREET INVESTMENTS LLC

CRD#: 132111

ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/26/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/8/2006

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/26/2005

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/12/2006

General Securities Principal Examination

Current Firm

VENTURA COAST WEALTH MANAGEMENT

MICHIE, DOUGLAS CHARLES | VENTURA COAST WEALTH MANAGEMENT

CRD#: 154280 / SEC#:

California

Registered Investment Advisory firm - (7/26/2010 Approved)

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Contact information

Main Address

1056 E. Meta Street #103, Ventura, CA 93001-0001

Mailing Address

Phone number

(805) 641-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas C. Michie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Charles Michie's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARTNERVEST ADVISORY SERVICES LLC

SORRENTO PACIFIC FINANCIAL, LLC

EDWARD JONES

EDWARD JONES

BROOKSTREET SECURITIES CORPORATION

WELTON STREET INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2006

Series 63

Date: 9/29/2005

Series 7

Date: 2/8/2006

Series 22

Date: 9/26/2005

Series 24

Date: 6/12/2006

Current Firm

VENTURA COAST WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VENTURA COAST WEALTH MANAGEMENT

TRUST BUT VERIFY

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