Mcray L. Collett
Professional summary
Mcray Link Collett, who also goes by Mac Collett, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Scottsdale, Arizona.
Mcray is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mcray has worked at 9 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mcray Link Collett's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mcray Link Collett's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255June 16, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255June 16, 2023 - November 3, 2023
FSC SECURITIES CORPORATION
June 16, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
June 16, 2023 - June 14, 2024
SECURITIES AMERICA, INC.
June 16, 2023 - August 23, 2024
TRIAD ADVISORS LLC
November 28, 2022 - September 1, 2023
OSAIC SERVICES, INC.
November 15, 2021 - September 1, 2023
OSAIC SERVICES, INC.
March 15, 2007 - December 14, 2009
OSAIC WEALTH, INC.
March 13, 2007 - March 3, 2009
ADVANTAGE CAPITAL CORPORATION
March 13, 2007 - December 14, 2009
FSC SECURITIES CORPORATION
March 12, 2007 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 31, 2005 - December 14, 2009
OSAIC SERVICES, INC.
July 4, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2023)
(9/1/2023)
(6/16/2023)
(6/16/2023)
Exams
Series 99TO
Date: 8/9/2022
Operations Professional ExaminationSeries 7TO
Date: 11/15/2021
General Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.