David J. Redling
Professional summary
David Jon Redling, who also goes by Dave Redling, David Jon Redling, David Redling, is a registered financial professional currently at BTIG, LLC located in Red Bank, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 10 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Jon Redling's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2024 - Present
BTIG, LLC
Office #1: 34 Broad Street 2nd Floor, Red Bank, NJ 07701August 15, 2019 - August 10, 2020
COWEN AND COMPANY
June 29, 2017 - August 16, 2019
DEUTSCHE BANK SECURITIES INC.
August 8, 2016 - June 6, 2017
RBC CAPITAL MARKETS, LLC
October 29, 2014 - August 11, 2016
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 2, 2012 - June 16, 2014
GFI SECURITIES LLC
December 1, 2008 - March 14, 2012
PHOENIX DERIVATIVES GROUP, LLC
November 6, 2008 - November 7, 2008
FIRST BROKERS SECURITIES LLC
March 29, 2005 - September 2, 2008
ADVANCED EQUITIES SERVICES CORP.
April 26, 2004 - March 29, 2005
VAN DER MOOLEN SPECIALISTS USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2024)
(2/27/2024)
(2/21/2024)
(3/4/2024)
(2/26/2024)
(2/28/2024)
(3/7/2024)
(2/27/2024)
(2/27/2024)
Exams
Series 7TO
Date: 12/5/2023
General Securities Representative ExaminationSeries 57TO
Date: 12/5/2023
Securities Trader ExamSeries 55
Date: 12/9/2008
Limited Representative-Equity Trader ExamSeries 21
Date: 3/3/2005
NYSE Front Line Specialist ClerkSeries 25
Date: 9/2/2004
NYSE Trading Assistant ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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