Brian R. Denyeau

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CRD#: 4791597

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Raftery Denyeau, who also goes by Brian Denyeau, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2005. Brian had worked at 4 firms and has passed the Series 65, Series 66, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Denyeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 10, 2011 - March 28, 2013

HURLEY CAPITAL, LLC

RIA

CRD#: 130051

NEW YORK, NY

Past

January 14, 2008 - February 3, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 20, 2005 - January 14, 2008

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

June 29, 2005 - October 18, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HURLEY CAPITAL, LLC

CRD#: 130051 / SEC#: 801-69269

RIA

Registered Investment Advisory firm - (6/12/2008 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/18/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 86

Date: 11/17/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/10/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 6/28/2005

General Securities Representative Examination

Current Firm

HURLEY CAPITAL, LLC

CRD#: 130051 / SEC#: 801-69269

RIA

Registered Investment Advisory firm - (6/12/2008 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2008 Terminated)

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Contact information

Main Address

299 Park Avenue 21st Floor, New York, NY 10171

Mailing Address

Phone number

(212) 605-0665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HURLEY CAPITAL DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 229,372,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian R. Denyeau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

HURLEY CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2011

Series 66

Date: 8/18/2005

Series 86

Date: 11/17/2005

Series 87

Date: 8/10/2005

Series 7

Date: 6/28/2005

Current Firm

HURLEY CAPITAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HURLEY CAPITAL, LLC

TRUST BUT VERIFY

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