Scott G. Kice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Gilbert Kice was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2004. Scott had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2018 - June 8, 2020
MASTERPIECE CAPITAL, LLC
February 11, 2015 - December 1, 2017
KESTRA INVESTMENT SERVICES, LLC
May 10, 2004 - August 12, 2005
KERSHNER TRADING GROUP, LLC
Primary Firm SEC Registration
MASTERPIECE CAPITAL, LLC
CRD#: 290075 / SEC#: 801-112094
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/23/2004
Limited Representative-Equity Trader ExamCurrent Firm
MASTERPIECE CAPITAL, LLC
CRD#: 290075 / SEC#: 801-112094
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 137,993,314 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
