Craig Demizio

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CRD#: 4791172

Professional summary

Craig Demizio was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Craig is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Craig had worked at 1 firm, which includes SWISS AMERICAN SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 7, 2004 - August 22, 2007

SWISS AMERICAN SECURITIES INC.

CRD#: 7973

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

SWISS AMERICAN SECURITIES INC.

CRD#: 7973 / SEC#: , 8-17582

Terminated by SEC on 01/16/2009

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 03/30/1973

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SWISS AMERICAN CORPORATION	OWNER
ANSELMIN, EDWARD FRANCIS	SENIOR VICE PRESIDENT - OPERATIONS	1366243
BARBALATO, KENNETH R	EXEC. V.P., C.O.O., SECRETARY & DIRECTOR	809857
DIDONNA, SALVATORE RINO	DIRECTOR	801128
GELL, CHRISTIAN	DIRECTOR	4945884
LACHER, ROMEO	DIRECTOR	5115430
LEVERICH, ROBERT CAMERON JR	VICE PRESIDENT - SALES & TRADING	1199745
NIELSEN, PETER	VICE PRES. & CFO, FINOP	1072259
PEPPER, MARK ALAN	SENIOR VICE PRESIDENT - SALES & MARKETING	3250760
ROBERTS, PLACIDE ROY	CHIEF INFORMATION OFFICER	1137536
RODRIGUEZ, JORGE JOSE	PRESIDENT, CEO & DIRECTOR	1670002
TICKLE, HEIDI ANGELIQUE	DIRECTOR, CHIEF COMPLIANCE OFFICER	2802673
VAYLOYAN, ARTHUR FRIEDRICH JOSEPH	DIRECTOR	4594755
WIRSHBA, LEWIS HOWARD	DIRECTOR	1862035

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

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