Syed Rizvi

ALPHAQ ADVISORS

WINTER PARK, FL 32789

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CRD#: 4790942

Professional summary

Syed Rizvi, who also goes by Syed W.h. Rizvi, is a registered financial advisor currently at ALPHAQ ADVISORS located in Winter Park, Florida.

Syed is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Syed has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Syed W.h. Rizvi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Loyal Venture Advisors, Investment-related, 103 Cottingham St. Toronto, ON M4V1B9 Canada, Investing in early-stage private companies, Advisor and Venture Partner, Start date as an Advisor - 8/1/2024, Start date as a Venture Partner - 2/1/2025, 10-15 hours/month 0 hours during securities trading hours, Mr. Rizvi consults the fund and its portfolio companies on business strategy, as requested by the general partners.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Syed Rizvi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2006 - Present

ALPHAQ ADVISORS

Office #1: 941 W. Morse Blvd. Suite 100, Winter Park, FL 32789

RIA

CRD#: 141006

WINTER PARK, FL

Past

May 3, 2004 - August 19, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHAQ ADVISORS

ALPHAGEN ASSET MANAGEMENT, LLC | HAVEN PRIVATE | ALPHAQ ADVISORS LLC | ALPHAQ ADVISORS

CRD#: 141006 / SEC#: 801-121907

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/23/2006)

IAR

Texas
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 4/30/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHAQ ADVISORS

ALPHAGEN ASSET MANAGEMENT, LLC | HAVEN PRIVATE | ALPHAQ ADVISORS LLC | ALPHAQ ADVISORS

CRD#: 141006 / SEC#: 801-121907

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

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Contact information

Main Address

941 W. Morse Blvd. Suite 100, Winter Park, FL 32789

Mailing Address

Phone number

(407) 982-4550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV DISCLOSURE BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	186
AUM (Assets Under Management)	$ 59,462,442

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Syed Rizvi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Syed Rizvi's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHAQ ADVISORS

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ALPHAQ ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2005

Series 6

Date: 4/30/2004

Current Firm

ALPHAQ ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHAQ ADVISORS

TRUST BUT VERIFY

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