Vincent J. Giannattasio

A&G FINANCIAL MANAGEMENT

Nashville, TN 37203

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CRD#: 4790912

Professional summary

Vincent Joseph Giannattasio is a registered financial advisor currently at A&G FINANCIAL MANAGEMENT, LLC located in Nashville, Tennessee.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Vincent has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Joseph Giannattasio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2010 - Present

A&G FINANCIAL MANAGEMENT, LLC

Office #1: 3200 West End Avenue Suite 500, Nashville, TN 37203

RIA

CRD#: 154561

Nashville, TN

Past

June 11, 2009 - February 14, 2011

A.D. VALLETT & COMPANY, LLC

RIA

CRD#: 144065

BRENTWOOD, TN

Past

January 31, 2009 - November 15, 2010

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

CRD#: 41055

NASHVILLE, TN

Past

October 30, 2007 - December 10, 2008

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

NASHVILLE, TN

Past

October 30, 2007 - December 10, 2008

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

NASHVILLE, TN

Past

October 12, 2006 - October 4, 2007

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

NASHVILLE, TN

Past

October 11, 2006 - October 4, 2007

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

NASHVILLE, TN

Past

November 5, 2004 - October 9, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

FRANKLIN, TN

Past

October 6, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 6, 2004 - October 9, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(10/15/2010)

IAR

Texas
(2/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/2004

General Securities Representative Examination

Current Firm

A&G FINANCIAL MANAGEMENT, LLC

CRD#: 154561 / SEC#:

California

Registered Investment Advisory firm - (2/19/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (10/15/2010 Approved)

Texas

Registered Investment Advisory firm - (2/3/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3200 West End Avenue Suite 500, Nashville, TN 37203

Mailing Address

Phone number

(615) 783-1742

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 23,522,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent J. Giannattasio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Joseph Giannattasio's CRS (Customer Relationship Summary).

Certified licenses

Experience

A&G FINANCIAL MANAGEMENT, LLC

A.D. VALLETT & COMPANY, LLC

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2004

Series 7

Date: 10/5/2004

Current Firm

A&G FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

A&G FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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