Kimberly A. Duran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Ann Duran, who also goes by Kim Barry, Kimberly Ann Barry, Kimberly Ann Duran, Kim Duran, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2004. Kimberly had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2018 - November 15, 2018
ORCHARD SECURITIES, LLC
July 11, 2014 - January 9, 2016
ORCHARD SECURITIES, LLC
August 26, 2009 - July 3, 2012
TNP SECURITIES, LLC
June 17, 2009 - August 25, 2009
CABIN SECURITIES, INC.
May 8, 2008 - June 12, 2009
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
May 8, 2008 - June 12, 2009
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 11, 2007 - May 7, 2008
EPLANNING ADVISORS INC
January 11, 2007 - May 7, 2008
EPLANNING SECURITIES, INC.
February 14, 2005 - November 17, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 10, 2004 - November 17, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORCHARD SECURITIES, LLC
CRD#: 133378 / SEC#: , 8-66719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
