Dean M. Defilippo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Michael Defilippo, CFP®, who also goes by Dean Defilippo, was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 2004. Dean had worked at 11 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
January 9, 2018 - December 31, 2021
DMD FINANCIAL SERVICES, LLC
August 21, 2012 - December 7, 2017
SEQUOIA FINANCIAL GROUP, L.L.C.
August 8, 2012 - December 16, 2015
VALMARK SECURITIES, INC.
February 8, 2012 - July 12, 2012
DMD FINANCIAL SERVICES, LLC
March 4, 2011 - March 15, 2012
VALIC FINANCIAL ADVISORS, INC.
February 22, 2011 - March 15, 2012
VALIC FINANCIAL ADVISORS, INC.
October 15, 2009 - April 26, 2010
NEXT FINANCIAL GROUP, INC.
October 8, 2009 - April 26, 2010
NEXT FINANCIAL GROUP, INC.
June 26, 2006 - September 25, 2009
CHARLES SCHWAB & CO., INC.
June 22, 2006 - September 25, 2009
CHARLES SCHWAB & CO., INC.
December 1, 2005 - May 10, 2006
CITIZENS SECURITIES, INC.
May 25, 2005 - December 1, 2005
CHARTER ONE SECURITIES, INC.
February 8, 2005 - May 10, 2005
AMERIPRISE ADVISOR SERVICES, INC.
February 8, 2005 - May 10, 2005
AMERIPRISE ADVISOR SERVICES, INC.
August 16, 2004 - February 15, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 2004 - February 15, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DMD FINANCIAL SERVICES, LLC
CRD#: 291858 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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