Damian J. Hoerth

J.W. COLE FINANCIAL

Chilton, WI 53014

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CRD#: 4790847

Professional summary

Damian John Hoerth is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Chilton, Wisconsin.

Damian is registered as a RR (Registered Representative) and started their career in finance in 2004. Damian has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Damian John Hoerth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 26 E. Main Street, Chilton, WI 53014

CRD#: 124583

Chilton, WI

Past

February 26, 2021 - July 14, 2025

LPL FINANCIAL LLC

CRD#: 6413

CHILTON, WI

Past

January 11, 2006 - January 11, 2006

SORRENTO PACIFIC FINANCIAL, LLC

RIA

CRD#: 127787

CHILTON, WI

Past

January 3, 2006 - June 21, 2019

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

CHILTON, WI

Past

June 3, 2005 - June 3, 2005

ICBA FINANCIAL SERVICES CORPORATION

RIA

CRD#: 35089

CHILTON, WI

Past

May 20, 2004 - December 31, 2005

ICBA FINANCIAL SERVICES CORPORATION

CRD#: 35089

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(7/1/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/8/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

CRD#: 124583 / SEC#: , 8-65698

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634

Phone number

(813) 935-6776

Established

Florida since 10/14/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JWC WEALTH PARTNERS	OWNER
FUSSA OCASIO, FERNANDO	CFO/FINOP	2471569
LOFGREN, KURT WALKER	CHIEF COMPLIANCE OFFICER	3048472
PACK, TODD JAMES	CHIEF OPERATING OFFICER	2795590
WEST, EUGENE	DESIGNATED MUNICIPAL PRINCIPAL/ROSFP	2059974
WOOD, ROBERT JULIAN	TREASURER/SECRETARY/GP/CEO	3217809

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Damian J. Hoerth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Damian John Hoerth's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

ICBA FINANCIAL SERVICES CORPORATION

ICBA FINANCIAL SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2005

Series 63

Date: 7/8/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2004

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.W. COLE FINANCIAL, INC.

TRUST BUT VERIFY

Contact information

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