Wonhi Yoon
Professional summary
Wonhi Yoon, who also goes by Richard Yoon, is a registered financial professional currently at SIMPLEX TRADING, LLC located in Chicago, Illinois.
Wonhi is registered as a RR (Registered Representative) and started their career in finance in 2004. Wonhi has worked at 2 firms and has passed the Series 57TO, SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wonhi Yoon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2014 - Present
SIMPLEX TRADING, LLC
Office #1: 230 S. Lasalle Street Suite 08-500, Chicago, IL 60604November 22, 2011 - August 23, 2012
SIMPLEX TRADING, LLC
May 5, 2004 - January 10, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 11/21/2011
Proprietary Trader Qualification ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
SIMPLEX TRADING, LLC
CRD#: 153585 / SEC#: , 8-68556
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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