Michael J. Inzana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Inzana, who also goes by Mike Inzana, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2009 - January 16, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
July 16, 2007 - November 11, 2008
PACIFIC WEST SECURITIES, INC.
January 28, 2005 - July 2, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 19, 2004 - October 11, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
August 4, 2004 - October 11, 2004
IDS LIFE INSURANCE COMPANY
August 4, 2004 - October 11, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO BROKERAGE SERVICES, INC.
CRD#: 18554 / SEC#: , 8-36915
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PMC INTERNATIONAL, INC. | PARENT COMPANY | |
| LUGOWSKI, MICHAEL GIORDANO | CHIEF COMPLIANCE OFFICER | 5132003 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
