Erik W. Glushien
Professional summary
Erik W Glushien, who also goes by Erik Wayne Glushien, Erik Glushien, is a registered financial professional currently at OSAIC WEALTH, INC. located in Boynton Beach, Florida.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2005. Erik has worked at 7 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik W Glushien's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1100 S Federal Hwy Ste 4, Boynton Beach, FL 33435November 6, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
December 16, 2010 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
May 3, 2007 - December 20, 2010
INVESTORS CAPITAL CORP.
June 14, 2006 - April 25, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 14, 2006 - April 25, 2007
MSI FINANCIAL SERVICES, INC.
January 18, 2006 - April 21, 2006
GUNNALLEN FINANCIAL, INC
August 8, 2005 - January 24, 2006
OSAIC WEALTH, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
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Company Information
OSAIC WEALTH, INC.
CRD#: 23131Boynton Beach, FL 33435TRUST BUT VERIFY
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