Kevin Lee Slater
CFP®Professional Summary
Kevin Lee Slater, CFP® is a registered financial advisor currently at SOUNDVIEW ADVISORS located in Olympia, Washington. Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kevin has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Education Funding
- Investment Management
- Risk Management & Insurance
- Estate & Legacy Planning
- Financial Planning
- Retirement Planning
Specializations
Biography
@import url(http://www.napfa.org/CuteEditor_Files/Style/SyntaxHighlighter.css); @import url(http://www.napfa.org/CuteEditor_Files/Style/SyntaxHighlighter.css); Our desire is to know and understand our clients as well or better than anyone else in their lives. We believe financial planning and investing cannot be appropriately done without a clear understanding of the clients values and goals. We work best with clients who desire to participate in the process and have at least a general understanding of why we are recommending any given strategy or action. To ensure we...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BRUCE C. STOLTENBERG, JD, CFP | STOLTENBERG & ASSOCIATES, FINANCIAL PLANNING | STOLTENBERG & ASSOCIATES | SOUNDVIEW ADVISORS, PS | SOUNDVIEW ADVISORS, P.S. | SOUNDVIEW ADVISORS, INC. | SOUNDVIEW ADVISORS | BRUCE CARL STOLTENBERG
Contact Information
Main Address
1441 West Bay Drive Suite 201, Olympia, WA 98502Phone Number
(360) 867-9890# of Employees
11SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
842AUM (Assets Under Management)
$387,237,483Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BRUCE C. STOLTENBERG, JD, CFP | STOLTENBERG & ASSOCIATES, FINANCIAL PLANNING | STOLTENBERG & ASSOCIATES | SOUNDVIEW ADVISORS, PS | SOUNDVIEW ADVISORS, P.S. | SOUNDVIEW ADVISORS, INC. | SOUNDVIEW ADVISORS | BRUCE CARL STOLTENBERG
State Registrations and Notice Filings
(4/15/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Lee Slater's CRS (Customer Relationship Summary).
Services Offered by Kevin
- Tax Planning
- Education Funding
- Investment Management
- Risk Management & Insurance
- Estate & Legacy Planning
- Financial Planning
- Retirement Planning
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