Jennifer N. Overhoff
Professional summary
Jennifer Nicole Overhoff, who also goes by Jennifer N Macias, Jennifer Nicole Overhoff, Jennifer Overhoff, Jennifer Nicole Rykert, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Monrovia, California.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jennifer has worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Nicole Overhoff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Nicole Overhoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 35 North Lake Avenue Suite 800, Pasadena, CA 91101November 14, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 35 North Lake Avenue Suite 800, Pasadena, CA 91101July 19, 2023 - November 9, 2023
LPL FINANCIAL LLC
July 19, 2023 - November 9, 2023
LPL FINANCIAL LLC
September 29, 2021 - July 19, 2023
BANCWEST INVESTMENT SERVICES, INC.
September 28, 2021 - July 19, 2023
BANCWEST INVESTMENT SERVICES, INC.
April 16, 2021 - September 30, 2021
CALIFORNIA FINANCIAL PARTNERS
March 9, 2020 - August 4, 2021
LPL FINANCIAL LLC
September 26, 2018 - August 4, 2021
LPL FINANCIAL LLC
January 12, 2017 - October 18, 2017
CREATIVE PLANNING
March 5, 2014 - September 16, 2016
SHEAFF BROCK INVESTMENT ADVISORS, LLC
February 25, 2014 - February 28, 2014
GROVE POINT INVESTMENTS, LLC
June 6, 2013 - February 28, 2014
GROVE POINT INVESTMENTS, LLC
November 16, 2012 - June 5, 2013
FIDELITY BROKERAGE SERVICES LLC
December 15, 2011 - February 9, 2012
LPL FINANCIAL LLC
December 15, 2011 - February 9, 2012
LPL FINANCIAL LLC
February 2, 2009 - September 23, 2011
ASSETMARK, INC.
April 1, 2008 - September 23, 2011
CAPITAL BROKERAGE CORPORATION
December 3, 2007 - April 1, 2008
ASSETMARK CAPITAL CORPORATION
February 14, 2005 - July 26, 2006
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2023)
(11/14/2023)
(11/14/2023)
Exams
Series 7TO
Date: 3/9/2020
General Securities Representative ExaminationFINRA
Current Firm
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
