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Christopher E Mcgrath

CRD# 4789848·Registered 2005 - 2016
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher E Mcgrath, who also goes by Christoper E Mcgrath, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2005 - 2016. Christopher had worked at 5 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christoper E Mcgrath

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

PACE CAPITAL CORP.·CRD# 15766
BD
New York, NY
April 18, 2013 - March 1, 2016
GRANT WILLIAMS L.P.·CRD# 45961
BD
Philadelphia, PA
April 30, 2010 - May 18, 2011
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
March 14, 2008 - August 13, 2008
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO·CRD# 13042
BD
Hato Rey, PR
March 31, 2005 - July 24, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
March 31, 2005 - July 24, 2007

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Current Firm

PC
PACE CAPITAL CORP.

PACE CAPITAL CORP. | PACE SECURITIES CORP.

CRD#: 15766 / SEC#: 8-30931
BD
Terminated by SEC on 01/29/2018

Contact Information

Established

New Jersey since 04/22/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PACE MANAGEMENT SERVICE CORPPARENT COMPANY—
KREINDLER, PAULPRESIDENT/CCO/FIN OP275334

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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