Christopher E. Mcgrath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher E Mcgrath, who also goes by Christoper E Mcgrath, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2013 - March 1, 2016
PACE CAPITAL CORP.
April 30, 2010 - May 18, 2011
GRANT WILLIAMS L.P.
March 14, 2008 - August 13, 2008
UBS SECURITIES LLC
March 31, 2005 - July 24, 2007
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
March 31, 2005 - July 24, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PACE CAPITAL CORP.
CRD#: 15766 / SEC#: , 8-30931
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACE MANAGEMENT SERVICE CORP | PARENT COMPANY | |
| KREINDLER, PAUL | PRESIDENT/CCO/FIN OP | 275334 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
