Laura C. Manzo

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CRD#: 4789775

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura Carolina Manzo, who also goes by Laura C Manzo, Laura Carolina Manzo, Laura C Raab, Laura Carolina Raab, was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 2004. Laura had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Laura C Manzo | Laura Carolina Manzo | Laura C Raab | Laura Carolina Raab

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 29, 2020 - May 6, 2026

BANORTE ASSET MANAGEMENT, INC.

RIA

CRD#: 290555

HOUSTON, TX

Past

May 29, 2020 - May 6, 2026

BANORTE SECURITIES INTERNATIONAL, LTD.

CRD#: 30648

Houston, TX

Past

April 12, 2018 - June 4, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

April 12, 2018 - June 4, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HOUSTON, TX

Past

September 6, 2016 - April 5, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Houston, TX

Past

September 6, 2016 - April 5, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Houston, TX

Past

July 29, 2016 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

HOUSTON, TX

Past

July 28, 2016 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

HOUSTON, TX

Past

October 28, 2013 - May 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

KINGWOOD, TX

Past

October 18, 2013 - May 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

KINGWOOD, TX

Past

September 2, 2008 - May 16, 2012

AMEGY INVESTMENTS, INC.

RIA

CRD#: 120145

HOUSTON, TX

Past

September 2, 2008 - May 16, 2012

AMEGY INVESTMENTS, INC.

CRD#: 120145

HOUSTON, TX

Past

May 2, 2006 - December 31, 2006

AMEGY INVESTMENTS, INC.

CRD#: 120145

KINGWOOD, TX

Past

May 2, 2006 - October 8, 2010

ZIONS DIRECT, INC.

CRD#: 17776

HOUSTON, TX

Past

August 1, 2005 - April 25, 2006

BBVA INVESTMENTS INC.

CRD#: 31769

HOUSTON, TX

Past

December 2, 2004 - July 20, 2005

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

June 7, 2004 - October 13, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANORTE ASSET MANAGEMENT, INC.

BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA

Registered Investment Advisory firm - (3/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/4/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BANORTE ASSET MANAGEMENT, INC.

BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA

Registered Investment Advisory firm - (3/25/2019 Approved)

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Contact information

Main Address

5075 Westheimer Suite 975w, Houston, TX 77056

Mailing Address

Phone number

(713) 980-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BANORTE ASSET MANAGEMENT, INC. - BAM DIGITAL WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)

BANORTE ASSET MANAGEMENT, INC. - FIRM BROCHURE (PART 2A) (3/28/2025)

BANORTE ASSET MANAGEMENT, INC. - BAM TRADITIONAL DISCRETIONARY AND NON-DISCRETIONARY ACCOUNTS WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	691
AUM (Assets Under Management)	$ 336,853,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laura C. Manzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BANORTE ASSET MANAGEMENT, INC.

BANORTE SECURITIES INTERNATIONAL, LTD.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMEGY INVESTMENTS, INC.

AMEGY INVESTMENTS, INC.

AMEGY INVESTMENTS, INC.

ZIONS DIRECT, INC.

BBVA INVESTMENTS INC.

UBS INTERNATIONAL INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

BANORTE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2008

Series 63

Date: 6/14/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2005

Series 6

Date: 6/4/2004

Current Firm

BANORTE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANORTE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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