Carrie M. Ruark
Professional summary
Carrie Mae Ruark, who also goes by Carrie M Ruark, is a registered financial advisor currently at LOKKEN INVESTMENT GROUP, LLC located in Lewes, Delaware and DAKOTA WEALTH, LLC located in Lewes, Delaware.
Carrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Carrie has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carrie Mae Ruark's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2020 - Present
LOKKEN INVESTMENT GROUP, LLC
Office #1: 1413 Savannah Road, Suite 4, Lewes, DE 19958November 3, 2025 - Present
DAKOTA WEALTH, LLC
Office #1: 1413 Savannah Rd Ste4, Lewes, DE 19958December 3, 2008 - July 21, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 27, 2004 - December 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2020)
Exams
Current Firm
DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,786 |
| AUM (Assets Under Management) | $ 6,335,261,507 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/10/2025 | ||
| 09/13/2024 | ||
| 11/21/2023 | ||
| 01/18/2023 |
Red Flags
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