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JG

Jean B. Graugnard

Some features on this profile are disabled
CRD#: 4789122
JG
Jean Baptiste C Graugnard

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jean Baptiste C Graugnard, who also goes by Jack Graugnard, Jean B Graugnard, Jean B.c Graugnard, Jean Baptiste Graugnard, Jean Baptiste C. Graugnard II, Jean Baptiste C. Graugnard, was a registered financial professional .

Jean is a previously registered financial professional and started their career in finance in 2004. Jean had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Jack Graugnard | Jean B Graugnard | Jean B.c Graugnard | Jean Baptiste Graugnard | Jean Baptiste C. Graugnard Ii | Jean Baptiste C. Graugnard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 18, 2024 - July 20, 2026

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

January 25, 2023 - March 19, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
LAPLACE, LA
Past

January 25, 2023 - March 19, 2024

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
LAPLACE, LA
Past

May 17, 2022 - December 7, 2022

FISHER INVESTMENTS

RIA
CRD#: 107342
METAIRIE, LA
Past

July 24, 2013 - April 25, 2022

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

June 28, 2010 - July 9, 2013

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN
Past

January 5, 2010 - June 17, 2010

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA
CRD#: 152237
PHILADELPHIA, PA
Past

January 5, 2010 - June 17, 2010

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA
Past

January 9, 2008 - December 31, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA
CRD#: 145
NEW ORLEANS, LA
Past

May 29, 2007 - December 31, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

March 21, 2006 - May 11, 2007

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
ST. PETERSBURG, FL
Past

April 12, 2005 - February 23, 2006

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
NEW ORLEANS, LA
Past

April 28, 2004 - March 9, 2005

CAPITAL ONE INVESTMENTS, LLC

BD
CRD#: 17526
NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/4/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/27/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CC
COREBRIDGE CAPITAL SERVICES, INC.
AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Mailing Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Phone number
(201) 324-6300
Established
Delaware since 11/05/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN GENERAL LIFE INSURANCE COMPANYSHAREHOLDER
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER1863103
FORTEY, MICHAELCHIEF COMPLIANCE OFFICER2304969
NASTA, CHRISTINA MARIEPRESIDENT2736888

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

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