Jean B. Graugnard
Professional summary
Jean Baptiste C Graugnard, who also goes by Jack Graugnard, Jean B Graugnard, Jean B.c Graugnard, Jean Baptiste Graugnard, Jean Baptiste C. Graugnard II, Jean Baptiste C. Graugnard, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Jean is registered as a RR (Registered Representative) and started their career in finance in 2004. Jean has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jean Baptiste C Graugnard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202March 18, 2024 - July 20, 2026
COREBRIDGE CAPITAL SERVICES, INC.
January 25, 2023 - March 19, 2024
CETERA INVESTMENT ADVISERS LLC
January 25, 2023 - March 19, 2024
CETERA FINANCIAL SPECIALISTS LLC
May 17, 2022 - December 7, 2022
FISHER INVESTMENTS
July 24, 2013 - April 25, 2022
FIDELITY DISTRIBUTORS COMPANY LLC
June 28, 2010 - July 9, 2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC
January 5, 2010 - June 17, 2010
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 5, 2010 - June 17, 2010
DELAWARE DISTRIBUTORS, L.P.
January 9, 2008 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 29, 2007 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 21, 2006 - May 11, 2007
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 12, 2005 - February 23, 2006
AMSOUTH INVESTMENT SERVICES, INC.
April 28, 2004 - March 9, 2005
CAPITAL ONE INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2026)
(8/3/2026)
(8/3/2026)
(8/3/2026)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR; PRESIDENT, ASSET MANAGEMENT DISTRIBUTION | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CRESSMAN, JONATHAN SCOTT | PRESIDENT, ANNUITY DISTRIBUTION | 2837287 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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