Philip C. Miller

INTEGRATED FINANCIAL STRATEGIES

Concord, NC 28025

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CRD#: 4789108

Professional summary

Philip Charles Miller, who also goes by Philip C. Miller, is a registered financial advisor currently at INTEGRATED FINANCIAL STRATEGIES, LLC located in Concord, North Carolina and FORTUNE FINANCIAL SERVICES, INC. located in Concord, North Carolina.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Philip has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip C. Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OUTSIDE INSURANCE APPOINTMENTS 1 hour per week. DBA Miller Financial Group IAR Fee Work through Integrated Financial Group, 20 hours per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Charles Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2015 - Present

INTEGRATED FINANCIAL STRATEGIES, LLC

Office #1: 400 Penny Lane, Concord, NC 28025

RIA

CRD#: 165007

Concord, NC

Current

November 19, 2015 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 400 Penny Lane, Concord, NC 28025

CRD#: 42150

Concord, NC

Past

September 6, 2012 - November 19, 2015

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

CHINA GROVE, NC

Past

September 6, 2012 - November 19, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

Concord, NC

Past

August 17, 2006 - September 10, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

CHINA GROVE, NC

Past

August 17, 2006 - September 10, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CHINA GROVE, NC

Past

April 3, 2006 - April 5, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CHINA GROVE, NC

Past

January 18, 2006 - September 15, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CHINA GROVE, NC

Past

June 1, 2005 - September 15, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

CHINA GROVE, NC

Past

January 1, 2005 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRATED FINANCIAL STRATEGIES, LLC

INTEGRATED FINANCIAL STRATEGIES, LLC | MILLER FINANCIAL

CRD#: 165007 / SEC#: 801-106490

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Louisiana

Registered Investment Advisory firm - (8/21/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

South Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(11/19/2015)

IAR

North Carolina
(11/19/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INTEGRATED FINANCIAL STRATEGIES, LLC

INTEGRATED FINANCIAL STRATEGIES, LLC | MILLER FINANCIAL

CRD#: 165007 / SEC#: 801-106490

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Louisiana

Registered Investment Advisory firm - (8/21/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

South Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2015 Terminated)

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Contact information

Main Address

2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308

Mailing Address

Phone number

(704) 643-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTEGRATED FINANCIAL STRATEGIES DISCLOSURE BROCHURE (5/2/2025)

MILLER FINANCIAL WRAP FEE BROCHURE-APPENDIX 1 (5/2/2025)

MILLER FINANCIAL DISCLOSURE BROCHURE (5/2/2025)

INTEGRATED FINANCIAL STRATEGIES WRAP FEE PROGRAM BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts	1,400
AUM (Assets Under Management)	$ 455,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Philip C. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Charles Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

INTEGRATED FINANCIAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2005

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2004

FINRA

Current Firm

INTEGRATED FINANCIAL STRATEGIES, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRATED FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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