Josef M. Valdman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josef Meir Valdman, who also goes by Josef Valdman, Josef Meir Valdman, was a registered financial professional .
Josef is a previously registered financial professional and started their career in finance in 2004. Josef had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2021 - January 12, 2023
FORESIDE FUND SERVICES, LLC
June 2, 2021 - April 6, 2023
FAITH INVESTOR SERVICES
March 26, 2018 - September 21, 2020
FORESIDE FUND SERVICES, LLC
June 10, 2016 - January 5, 2018
FORESIDE INVESTMENT SERVICES, LLC
June 4, 2015 - January 5, 2018
FORESIDE DISTRIBUTION SERVICES, L.P.
June 3, 2013 - January 5, 2018
FORESIDE FUND SERVICES, LLC
April 7, 2011 - April 5, 2012
ALPS DISTRIBUTORS, INC.
June 4, 2009 - March 21, 2011
FORESIDE FUND SERVICES, LLC
June 12, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 12, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 21, 2005 - June 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 2004 - June 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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