Matthew J. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Schultz, who also goes by Matthew J Schultz, Matthew Schultz, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2004. Matthew had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2016 - May 7, 2019
TRUIST ADVISORY SERVICES, INC.
September 2, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 24, 2015 - May 7, 2019
TRUIST INVESTMENT SERVICES, INC.
September 4, 2013 - August 11, 2015
PNC WEALTH MANAGEMENT LLC
August 28, 2013 - August 11, 2015
PNC WEALTH MANAGEMENT LLC
August 24, 2007 - October 7, 2011
M&T SECURITIES, INC.
August 24, 2007 - October 7, 2011
M&T SECURITIES, INC.
June 13, 2007 - July 30, 2007
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - July 30, 2007
CITIGROUP GLOBAL MARKETS INC.
August 3, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 10, 2004 - June 20, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
July 26, 2004 - June 20, 2006
IDS LIFE INSURANCE COMPANY
July 26, 2004 - June 20, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
