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Adriana Pineiro

CRD# 4788874·Registered 2004 - 2018
Previously Registered: Being a previously registered professional could mean that Adriana is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adriana Pineiro, who also goes by Adriana Pinerio, was a registered financial advisor. Adriana was a previously registered financial professional and started their career in finance 2004 - 2018. Adriana had worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 4, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adriana Pinerio

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

ARCA CAPITAL INVESTMENTS, INC.·CRD# 109819
BD
Miami, FL
November 7, 2017 - November 1, 2018
MORGAN STANLEY·CRD# 149777
RIA
Miami, FL
August 31, 2009 - July 20, 2015
MORGAN STANLEY·CRD# 149777
BD
Miami, FL
August 31, 2009 - July 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Coral Gables, FL
November 7, 2008 - July 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Coral Gables, FL
August 27, 2004 - July 29, 2009

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Current Firm

AC
ARCA CAPITAL INVESTMENTS, INC.

ARCA CAPITAL INVESTMENTS, INC. | LANA SECURITIES, LLC | IBG TRADING, LLC | IBG TRADING INC. | BIANCO FINANCIAL INC.

CRD#: 109819 / SEC#: 8-53110
BD
Terminated by SEC on 11/10/2019

Contact Information

Established

Florida since 04/16/2008

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BIANCO CAPITAL S.L.SHAREHOLDER—
ANTELO, EMILIODIRECTOR5734035
GONZALEZ OCQUE, MIGUEL AOUTSIDE DIRECTOR5899630
REID, VERA ALBERTHAFINOP1384741
REID, VERA ALBERTHACCO1384741

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed May 2012About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2006About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2006About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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