John J. Mcloughlin
Professional summary
John Jude Mcloughlin, who also goes by John Mcloughlin, is a registered financial professional currently at HENNION & WALSH, INC. located in Parsippany, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Jude Mcloughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2013 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054Office #2: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018July 16, 2008 - January 8, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 26, 2007 - July 11, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 11, 2006 - October 2, 2007
UBS FINANCIAL SERVICES INC.
August 11, 2006 - October 2, 2007
UBS FINANCIAL SERVICES INC.
March 14, 2005 - August 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2005 - August 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2004 - January 3, 2005
NEWBRIDGE SECURITIES CORPORATION
June 30, 2004 - December 17, 2004
LH ROSS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2022)
(1/3/2022)
(1/7/2013)
(4/3/2023)
(4/20/2026)
(9/16/2015)
Exams
FINRA
Current Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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