Plamen N. Stoyanov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Plamen Nikolaev Stoyanov was a registered financial professional .
Plamen is a previously registered financial professional and started their career in finance in 2005. Plamen had worked at 2 firms and has passed the Series 65, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2017 - December 12, 2022
WINDSOR SECURITIES, INC.
February 21, 2005 - March 8, 2012
WINDSOR SECURITIES, INC.
February 21, 2005 - March 8, 2012
MFI ASSOCIATES
February 9, 2005 - October 5, 2006
WINDSOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR SECURITIES, INC.
CRD#: 6415 / SEC#: 801-11280, 8-17465
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 90,000,000 |
Red Flags
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