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TD

Tariq A. Dennison

GFM ASSET MANAGEMENT LLC
Weinfelden, 8570
Some features on this profile are disabled
CRD#: 4788542
TD

Professional summary


Tariq Anwar Dennison is a registered financial advisor currently at GFM ASSET MANAGEMENT LLC .

Tariq is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tariq has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am 50% owner, director, and responsible officer of Hong Kong based GFM Group Limited, an SFC Type 9 licensed asset management firm, and 100% owner of GFM Asset Management LLC, (CRD #283810), where I provide similar investment management and advisory services as I do under Manentia. I split my full time between these companies and am in the process of transitioning GFM Asset Management LLC business to Manentia.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Tariq Anwar Dennison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 9, 2021 - Present

GFM ASSET MANAGEMENT LLC

Office #1: Thomas-bornhauserstrasse 17, Weinfelden 8570
RIA
CRD#: 283810
Weinfelden,
Past

May 4, 2025 - August 18, 2025

MANENTIA WEALTH CONSULTING INC.

RIA
CRD#: 333415
Weinfelden,
Past

March 8, 2018 - December 31, 2020

GFM ASSET MANAGEMENT LLC

RIA
CRD#: 283810
HONG KONG,
Past

February 18, 2016 - December 31, 2016

GFM GROUP LIMITED

RIA
CRD#: 282197
HONG KONG,
Past

October 1, 2008 - December 18, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 2, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

November 5, 2004 - June 2, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 22, 2004 - October 26, 2004

COMMERZBANK CAPITAL MARKETS CORP.

BD
CRD#: 21787
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GFM ASSET MANAGEMENT LLC
GFM ASSET MANAGEMENT LLC

CRD#: 283810 / SEC#: 801-107841

RIA
Registered Investment Advisory firm - (6/6/2016 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/9/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/1/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/27/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


GA
GFM ASSET MANAGEMENT LLC
GFM ASSET MANAGEMENT LLC

CRD#: 283810 / SEC#: 801-107841

RIA
Registered Investment Advisory firm - (6/6/2016 Approved)
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Contact information


Main Address
Thomas-bornhauserstrasse 17, Weinfelden 8570
Mailing Address
9450 Sw Gemini Drive Pmb 11583, Beaverton, OR 97008
Phone number
(775) 237-8852
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GFM BROCHURE 2025B (8/18/2025)

Regulatory assets under management


Total Number of Accounts35
AUM (Assets Under Management)$ 22,650,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GFM ASSET MANAGEMENT LLC

CRD#: 283810Weinfelden 8570

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