David N. Knies
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Neuman Knies was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2004. David had worked at 1 firm and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2004 - June 28, 2013
VFIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VFIC SECURITIES, INC.
CRD#: 103160 / SEC#: , 8-52158
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGE C. BEYER IRREVOCABLE TRUST FBO COLLEEN BEYER | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO KATHLEEN BEYER | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO MICHAEL J. MAHER, JR. | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO SEAN MAHER | TRUST | |
| BEYER, KAREN | TRUSTEE | 4604371 |
| MAHER, MICHAEL JOSEPH JR | CHAIRMAN, PRESIDENT, CEO, CCO | 2139398 |
| RACKOVAN, FREDERICK MARTIN | CHIEF OPERATING OFFICER | 2492058 |
Red Flags
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