Karl T. Poehls

POEHLS ASSOCIATES LLC

Boulder, CO

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CRD#: 4788455

Professional summary

Karl Thomas Poehls, who also goes by Karl Poehls, is a registered financial advisor currently at POEHLS ASSOCIATES LLC located in Boulder, Colorado.

Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Karl has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karl Poehls

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Thomas Poehls's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2016 - Present

POEHLS ASSOCIATES LLC

RIA

CRD#: 285585

Boulder, CO

Past

November 30, 2012 - June 13, 2016

FIDUCIARY MANAGEMENT, INC.

RIA

CRD#: 109149

MILWAUKEE, WI

Past

June 11, 2004 - August 16, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/22/2016)

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Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 9/13/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/10/2004

General Securities Representative Examination

Current Firm

POEHLS ASSOCIATES LLC

CRD#: 285585 / SEC#:

Colorado

Registered Investment Advisory firm - (11/22/2016 Approved)

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Contact information

Main Address

Boulder, CO

Mailing Address

Phone number

(651) 402-5322

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 49,593,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karl T. Poehls

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Thomas Poehls's CRS (Customer Relationship Summary).

Certified licenses

Experience

POEHLS ASSOCIATES LLC

FIDUCIARY MANAGEMENT, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2004

Series 31

Date: 9/13/2004

Series 7

Date: 6/10/2004

Current Firm

POEHLS ASSOCIATES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POEHLS ASSOCIATES LLC

TRUST BUT VERIFY

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