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Skye R. Caradonna

Some features on this profile are disabled
CRD#: 4788211
SC

Professional summary

Skye Reagon Caradonna was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Skye is a previously registered financial advisor and started their career in finance in 2004. Prior to being barred, Skye had worked at 6 firms, which includes ENCLAVE CAPITAL LLC, CORINTHIAN PARTNERS L.L.C., CHARLES MORGAN SECURITIES INC., VFINANCE INVESTMENTS INC, WESTOR CAPITAL GROUP INC., THRIVENT INVESTMENT MANAGEMENT INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Skye Ragon Caradonna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 1, 2013 - November 25, 2013

ENCLAVE CAPITAL LLC

BD
CRD#: 22732
NEW YORK, NY
Past

March 18, 2011 - February 27, 2013

CORINTHIAN PARTNERS, L.L.C.

BD
CRD#: 38912
NEW YORK, NY
Past

July 7, 2010 - March 23, 2011

CHARLES MORGAN SECURITIES, INC.

BD
CRD#: 138887
NEW YORK, NY
Past

October 12, 2006 - June 30, 2010

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
NEW YORK, NY
Past

March 20, 2006 - September 29, 2006

WESTOR CAPITAL GROUP, INC.

BD
CRD#: 103823
UTICA, NY
Past

July 21, 2004 - July 11, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
TACOMA, WA
Past

June 3, 2004 - July 11, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/5/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/22/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/2/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EC
ENCLAVE CAPITAL LLC
BELTONE ENCLAVE SECURITIES | KNG (USA) - ENCLAVE | KLITZBERG ENCLAVE | HRA CAPITAL | ENCLAVE SECURITIES | ENCLAVE CAPITAL, L.L.C. | ENCLAVE CAPITAL LLC | CRIPPLE CREEK SECURITIES, L.L.C. | CRIPPLE CREEK SECURITIES CO. | CAJ CO.

CRD#: 22732 / SEC#: , 8-39592

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
301 Yamato Road Suite 2198, Boca Raton, FL 33431
Mailing Address
301 Yamato Road Suite 2198, Boca Raton, FL 33431
Phone number
(646) 454-8600
Established
Delaware since 05/31/1995
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MAZZEO, ROBERT LOUIS IIMANAGING MEMBER/CEO2460221
DUMONT, SUSAN ELIZABETHCCO2346501
VITTOR, GREG TODDFINOP, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER1864219

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENCLAVE CAPITAL LLC

CRD#: 22732

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