James S. Davis
WEALTH MANAGEMENT ADVISORS
Greenville, SC 29607
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CRD#: 4788164
Professional summary
James Scott Davis, CFP®, who also goes by J Scott Davis, is a registered financial advisor currently at WEALTH MANAGEMENT ADVISORS, LLC located in Greenville, South Carolina and ARKADIOS CAPITAL located in Greenville, South Carolina.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. James has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Scott Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WAGNER WEALTH MANAGEMENT;INVESTMENT RELATED;3 Legacy Park Rd,Ste A,Greenville,SC;INVESTMENT OPERATING COMPANY FOR INVESTMENT ADVISER BUSINESS;ADVISOR;4/2011;50+ HRS/MONTH;6+ HRS DURING TRADING;FINANCIAL ADVISOR 2)WEALTH MANAGEMENT ADVISORS,LLC;INVESTMENT RELATED;3 Legacy Park Rd,Ste A,Greenville,SC;RIA;ADVISOR/PRODUCER;5/2014;120 HRS/MONTH;6 HRS DURING TRADING;ASSET MANAGEMENT FEES AND FINANCIAL PLANNING FEES 3)J SCOTT DAVIS;NOT INVESTMENT RELATED;3 Legacy Park Rd,Ste A,Greenville,SC;INDEPENDENT INSURANCE PRODUCER;PRODUCER;2011;5 HRS/MONTH;10 MINUTES DURING TRADING;PRESENTING,REVIEWING,AND PROCESSING LIFE & DISABILITY INSURANCE APPLICATIONS WITH VARIOUS COMPANIES 4)J SCOTT DAVIS LLC;NOT INVESTMENT RELATED;229 BUCKINGHAM RD,GREENVILLE,SC 29607;SINGLE MEMBER LLC FOR BUSINESS INCOME AND EXPENSES;OWNER/MANAGER;2011;5 HRS/MONTH;0 HRS DURING TRADING;MAINTAIN DEPOSIT ACCOUNT AND PROCESS TAX RETURN 5)J SCOTT DAVIS LLC DBA MC DAVIS DESIGNS;NOT INVESTMENT RELATED;229 BUCKINGHAM RD,GREENVILLE,SC;RETAIL MERCHANDISING GIFT AND PROFESSIONAL MONOGRAMMING; OWNER OF LLC;4/2015;5 HRS/MONTH;0 HRS DURING TRADING;MAINTAIN BOOKS AND INVENTORY FOR THE OPERATION OF BUSINESS RUN BY MARY CATHERINE DAVIS 6)Antonakos Foundation;not investment related;3 Legacy Park Rd,Ste A,Greenville,SC 29607;501c3 charity-scholarships for college students;president/founder;2014;5 hrs/month;0 hrs during trading;maintain quickbooks/financial data for charity,help with fundraising event and evaluate scholarship applications,signer on bank account 7) Buncombe Street Methodist Church, Is Not Investment Related, 200 Buncombe Rd, gvl, SC, 29607, United States", Endowment board process for church foundation and reviewing policy and procedures, Endowment board member,4/1/2021,1 hours per month,0 hours per month during trading hours, No Compensation Compensation, BUNCOMBE STREET METHODIST CHURCH.CORPORATION. CHARITY/ NON PROFIT ORGANIZATION. VICE CHAIR 2 YEARS & CHAIR 2 YEARS OF THE CHURCH COUNCIL. MEMBER OF THE FINANCE COMMITTEE & ENDOWMENT BOARD. GOVERNING BODY OF THE CHURCH THAT MAKES DECISIONS ON THE PROGRAMS & DIRECTION OF THE CHURCH. 20+ MEMBERS INCLUDING ME THAT VOTE ON THESE RECOMENDATIONS TO THE CHURCH ABOUT FINANCIAL DIRECTION. DEVOTE 1 TO 20 % PER MONTH. Established 1/1/2006 8) DCI Limited, Is Investment Related, 229 Buckingham Rd, gvl, SC, 29607, United States, Investment club, Managing member, 1/1/1992, 1 hours per month,1 hours per month during trading hours, No Compensation Compensation, 1. DCI LIMITED.PARTNERSHIP INVESTMENT CLUB. I AM 1/3 OWNER WITH MY BROTHER AND FATHER.WE BUY AND SELL STOCKS IN THE ACCOUNT. I AM THE GENERAL PARTNER. DEVOTE 1 TO 20% PER MONTH FINANCIAL INTEREST $40,000. OWN 21 TO 40% OF STOCK. ESTABLISHED CONNECTION IN 1991."
CRS (Client Relationship Summary) - RIA
Click below to view James Scott Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
May 21, 2014 - Present
WEALTH MANAGEMENT ADVISORS, LLC
Office #1: 3 Legacy Park Road Suite A, Greenville, SC 29607RIA
CRD#: 171260
Greenville, SC
Current
April 2, 2021 - Present
ARKADIOS CAPITAL
Office #1: 3 Legacy Park Rd. Ste A, Greenville, SC 29607BD
CRD#: 282710
Greenville, SC
Past
May 19, 2014 - April 5, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
Greenville, SC
Past
April 21, 2011 - May 19, 2014
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
ANDERSON, SC
Past
April 21, 2011 - May 19, 2014
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
ANDERSON, SC
Past
September 7, 2007 - May 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GREENVILLE, SC
Past
August 30, 2007 - May 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREENVILLE, SC
Past
July 1, 2004 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT ADVISORS, LLC
CAPITAL OPTIONS, INC. | WEALTH MANAGEMENT ADVISORS, LLC | WAGNER WEALTH MANAGEMENT, LLC
CRD#: 171260 / SEC#: 801-79660
RIA
Registered Investment Advisory firm - (5/15/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/2/2021)
RR
North Carolina(4/6/2021)
IAR
North Carolina(6/20/2024)
IAR
South Carolina(5/21/2014)
RR
South Carolina(4/5/2021)
IAR
Texas(6/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WEALTH MANAGEMENT ADVISORS, LLC
CAPITAL OPTIONS, INC. | WEALTH MANAGEMENT ADVISORS, LLC | WAGNER WEALTH MANAGEMENT, LLC
CRD#: 171260 / SEC#: 801-79660
RIA
Registered Investment Advisory firm - (5/15/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3 Legacy Park Road Suite A, Greenville, SC 29607
Mailing Address
Phone number
(864) 236-4706
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,306 |
| AUM (Assets Under Management) | $ 562,697,473 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH MANAGEMENT ADVISORS, LLC
CRD#: 171260Greenville, SC 29607TRUST BUT VERIFY
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