Brian T. Brown

PLANVEST

Blair, NE 68008

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CRD#: 4788139

Professional summary

Brian Thomas Brown, CFP® is a registered financial advisor currently at PLANVEST, LLC located in Blair, Nebraska.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 4, 2020 - Present

PLANVEST, LLC

Office #1: 1526 Washington St. Suite E, Blair, NE 68008

RIA

CRD#: 309669

Blair, NE

Past

June 30, 2014 - September 2, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BLAIR, NE

Past

June 30, 2014 - September 2, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

BLAIR, NE

Past

June 1, 2010 - July 2, 2014

FIRST NATIONAL CAPITAL MARKETS

RIA

CRD#: 115920

OMAHA, NE

Past

June 1, 2010 - July 2, 2014

FIRST NATIONAL CAPITAL MARKETS

CRD#: 115920

OMAHA, NE

Past

April 16, 2008 - June 2, 2010

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

OMAHA, NE

Past

April 16, 2008 - June 2, 2010

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

OMAHA, NE

Past

January 29, 2007 - April 14, 2008

EDWARD JONES

RIA

CRD#: 250

OMAHA, NE

Past

June 15, 2004 - April 14, 2008

EDWARD JONES

CRD#: 250

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/10/2020)

IAR

Nebraska
(9/4/2020)

IAR

Texas
(10/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2004

General Securities Representative Examination

Current Firm

PLANVEST, LLC

BROWN WEALTH STRATEGIES, LLC | PLANVEST, LLC

CRD#: 309669 / SEC#:

Iowa

Registered Investment Advisory firm - (11/10/2020 Approved)

Nebraska

Registered Investment Advisory firm - (7/21/2020 Approved)

Texas

Registered Investment Advisory firm - (10/10/2020 Approved)

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Contact information

Main Address

1526 Washington St. Suite E, Blair, NE 68008

Mailing Address

Phone number

(402) 426-9833

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 46,677,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian T. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FIRST NATIONAL CAPITAL MARKETS

FIRST NATIONAL CAPITAL MARKETS

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2007

Series 63

Date: 6/17/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2004

Current Firm

PLANVEST, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLANVEST, LLC

TRUST BUT VERIFY

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