Solbert L. Barth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Solbert Lee Barth was a registered financial professional .
Solbert is a previously registered financial professional and started their career in finance in 2004. Solbert had worked at 1 firm and has passed the Series 62 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2004 - December 31, 2011
ALADDIN CAPITAL LLC
April 23, 2004 - July 12, 2004
ALADDIN CAPITAL LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 4/22/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
ALADDIN CAPITAL LLC
CRD#: 103766 / SEC#: , 8-52253
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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