Frederick M. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Michael Snyder, who also goes by Frederick Snyder, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 2004. Frederick had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2010 - November 20, 2023
MULTI-BANK SECURITIES, INC.
November 24, 2009 - February 26, 2010
CU INVESTMENT SOLUTIONS LLC
June 1, 2009 - November 11, 2009
MORGAN STANLEY
June 1, 2009 - November 11, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 4, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
November 21, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 16, 2004 - August 4, 2006
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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