Amar N. Shah

CLIENT FIRST CAPITAL

San Diego, CA

Some features on this profile are disabled

CRD#: 4787877

Professional summary

Amar N Shah, CFP® is a registered financial advisor currently at CLIENT FIRST CAPITAL, LLC located in San Diego, California.

Amar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Amar has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amar N Shah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

April 8, 2019 - Present

CLIENT FIRST CAPITAL, LLC

RIA

CRD#: 300684

San Diego, CA

Past

January 8, 2018 - April 26, 2019

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

March 22, 2011 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

San Diego, CA

Past

March 22, 2011 - April 26, 2019

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN DIEGO, CA

Past

January 19, 2010 - September 16, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

January 14, 2010 - September 16, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Past

September 15, 2004 - January 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RIVERSIDE, CA

Past

September 15, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 15, 2004 - January 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RIVERSIDE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIENT FIRST CAPITAL, LLC

CRD#: 300684 / SEC#: 801-114955

RIA

Registered Investment Advisory firm - (4/8/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/9/2019)

IAR

Texas
(4/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2004

General Securities Representative Examination

Current Firm

CLIENT FIRST CAPITAL, LLC

CRD#: 300684 / SEC#: 801-114955

RIA

Registered Investment Advisory firm - (4/8/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

San Diego, CA

Mailing Address

4075 Park Blvd Suite 102-400, San Diego, CA 92103

Phone number

(800) 310-2828

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 236,752,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Amar N. Shah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amar N Shah's CRS (Customer Relationship Summary).

Certified licenses

Experience

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CLIENT FIRST CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2004

Current Firm

CLIENT FIRST CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLIENT FIRST CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors