Adam D. Stempel

ARIADNE WEALTH MANAGEMENT, LP

Santa Barbara, CA 93108

Some features on this profile are disabled

CRD#: 4787837

Professional summary

Adam Daniel Stempel, CFP®, CPWA® is a registered financial advisor currently at ARIADNE WEALTH MANAGEMENT, LP located in Santa Barbara, California.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Adam has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Daniel Stempel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-06-07

Expire date: 2024-05-31

Experience

Current

December 9, 2014 - Present

ARIADNE WEALTH MANAGEMENT, LP

Office #1: 1255 Coast Village Road Suite 201a, Santa Barbara, CA 93108

RIA

CRD#: 170999

Santa Barbara, CA

Past

July 3, 2008 - December 12, 2014

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

SANTA BARBARA, CA

Past

June 7, 2004 - June 30, 2008

MERCER ADVISORS

RIA

CRD#: 104569

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARIADNE WEALTH MANAGEMENT, LP

ARIADNE WEALTH MANAGEMENT, LLC | ARIADNE WEALTH MANAGEMENT, LP

CRD#: 170999 / SEC#: 801-106829

RIA

Registered Investment Advisory firm - (10/23/2015 Approved)

California

Registered Investment Advisory firm - (11/29/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/9/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2004

Uniform Investment Adviser Law Examination

Current Firm

ARIADNE WEALTH MANAGEMENT, LP

ARIADNE WEALTH MANAGEMENT, LLC | ARIADNE WEALTH MANAGEMENT, LP

CRD#: 170999 / SEC#: 801-106829

RIA

Registered Investment Advisory firm - (10/23/2015 Approved)

California

Registered Investment Advisory firm - (11/29/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1255 Coast Village Road Suite 201a, Santa Barbara, CA 93108

Mailing Address

Phone number

(805) 456-4920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 539,312,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Given

CURTIS ADVISORY GROUP, LLC

IAR

Santa Barbara, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam D. Stempel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Daniel Stempel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIADNE WEALTH MANAGEMENT, LP

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS

Primary Firm SEC Registration

ARIADNE WEALTH MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2004

Current Firm

ARIADNE WEALTH MANAGEMENT, LP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARIADNE WEALTH MANAGEMENT, LP

TRUST BUT VERIFY

Similar Advisors