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KD

Katherine G. Dow

DECISIONPOINT FINANCIAL
MESA, AZ 85215
Some features on this profile are disabled
CRD#: 4787666
KD

Professional summary

Katherine Grace Dow, who also goes by Katie Dow, Katherine Grace Truscott, is a registered financial advisor currently at DECISIONPOINT FINANCIAL, LLC located in Mesa, Arizona.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Katherine has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katie Dow | Katherine Grace Truscott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Grace Dow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2026 - Present

DECISIONPOINT FINANCIAL, LLC

Office #1: 2812 North Norwalk Suite 116, Mesa, AZ 85215Office #2: 104 E Main Street Suite 3d, Bozeman, MT 59715
RIA
CRD#: 296988
MESA, AZ
Past

June 13, 2019 - November 17, 2025

ASPEN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 119050
BOISE, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DECISIONPOINT FINANCIAL, LLC
DECISIONPOINT FINANCIAL, LLC
DECISIONPOINT FINANCIAL, LLC

CRD#: 296988 / SEC#: 801-113384

RIA
Registered Investment Advisory firm - (6/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Montana
(4/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/16/2019
Uniform Investment Adviser Law Examination

Current Firm

DECISIONPOINT FINANCIAL, LLC
DECISIONPOINT FINANCIAL, LLC
DECISIONPOINT FINANCIAL, LLC

CRD#: 296988 / SEC#: 801-113384

RIA
Registered Investment Advisory firm - (6/1/2018 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2812 North Norwalk Suite 116, Mesa, AZ 85215
Mailing Address
Phone number
(480) 553-6249
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,377
AUM (Assets Under Management)$ 848,664,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DECISIONPOINT FINANCIAL, LLC

DECISIONPOINT FINANCIAL, LLC

CRD#: 296988Mesa, AZ 85215

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